Investor Onboarding
And Compliance
PortMason Limited operates under strict regulatory standards to ensure all investments meet the highest levels of investor protection and transparency.
Our Investor Compliance and Onboarding process is designed exclusively for High Net Worth and Sophisticated Investors, as defined under the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.
“Security. Transparency. Integrity: at every stage of the investment journey.”
Before participating in any Franchise Bond Investment, investors must complete a self-certification process confirming their qualification as either:
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Certified High Net Worth Individual
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Self-Certified Sophisticated Investor
This ensures compliance with FCA rules and that each investor fully understands the nature and risks of their investment.
Onboarding process:
Our onboarding procedure includes:
A dedicated investment consultant discusses your goals and suitability.
Completion of FCA-compliant self-certification documentation.
Verification of identity and financial background.
Comprehensive screening in accordance with UK and international AML regulations.
Issuance of all relevant investment materials, risk disclosures, and bond terms for review and signature.
Formal acceptance into the investment and issuance of contract notes.
Our Commitment to Compliance
PortMason Limited adheres to strict AML and counter-terrorism financing regulations, ensuring all transactions are transparent and compliant with UK financial law.
Investor protection and trust are the foundation of our business, every step of the process is built to maintain clarity, confidence, and accountability.
Invested In What Works
LOCATION
87 Chancery Lane
London
WC2A 1ET
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CONTACT
0800 888 6685
© 2035 Portmason
